Definitional Mission and Desk Study Overview
In carrying out its mission, USTDA relies upon the technical expertise of small consulting and engineering firms to perform definitional missions (DM) and desk studies (DS), which are activities that help define projects, provide sector specific guidance, complete necessary due diligence, and conduct technical and economic evaluations for every project USTDA considers for funding. In fact, all DM and DS contracts are reserved for small businesses. Definitional mission and desk study activities are USTDA contracts that require a technical expert to evaluate a potential USTDA project either in the host country or from their offices here in the U.S. to help USTDA make more technically informed decisions on the viability of a project. These activities generally range from $1,000 to $100,000, and are reserved for small businesses as defined by the U.S. Small Business Administration.
A Definitional Mission (DM) is intended to help USTDA to find, examine, and develop potential projects in a host country (or countries). These contracts, reserved exclusively for U.S. small businesses, typically range from $40,000-$75,000 and involve a visit to one or more countries to develop potential projects for USTDA funding. DMs are performed by technical experts in the areas where USTDA works, and provide guidance to USTDA staff in selecting projects for funding. DMs will define the technical, economic, potential US exports, environmental, financial, and other factors that must be addressed before an investment decision is made.
A DM report gives background on the country (or countries) visited, the sector studied, and the projects recommended. Included in each report are Terms of Reference (TOR) and commensurate budgets, for project planning activities, such as Feasibility Studies (FS) or Technical Assistance (TA), that meet USTDA’s funding criteria.
A desk study (DS) is a discrete analysis of a well-defined project proposal (see USTDA’s Proposal Guidelines here.). A DS reviews and evaluates all aspects of a project proposal, including the TOR and budget, and recommends whether USTDA should provide funding for the project. DSs typically range from $2,500 to $10,000, do not involve travel, and are carried out exclusively by small U.S. businesses. DSs under $3,000 are sole-sourced. DSs over $3,000 are competed from the USTDA Consultant Database. Interested vendors should enter and populate the USTDA Consultant Database (www.ustda.gov/consultantdb).
DMs and DSs provide extremely valuable independent expert analysis of project proposals. USTDA receives and explores an enormous number of project proposals every year, in a wide range of sectors, and relies on the technical and regional experience and capabilities of its DM and DS contractors to ensure that potentially viable project proposals receive thorough evaluation before USTDA makes a funding determination. DMs in particular also reach out to potential U.S. companies that could benefit from the proposed projects that USTDA is considering, bringing the projects to the companies’ attention and gauging their potential interest.
USTDA works in a wide range of sectors, including transportation, energy, and telecommunications. DM contractors explore proposed project ideas to see if they are consistent with USTDA funding criteria, namely whether their implementation would represent strong opportunities for U.S. firms to participate, their likelihood of obtaining financing, and their potential benefits within the Host Country. Reviewing the Sector Briefs at http://www.ustda.gov/program/sectors can provide a sampling of the wide variety of activities that DM and DS Contractors evaluate on behalf of USTDA.
USTDA seeks contractors with substantial experience in the sector and country identified in the DM or DS solicitation. We are looking for technical, commercial, financial and country expertise that will allow the contractor to provide high quality analysis of potential projects and to develop realistic and effective TOR and budgets for such projects. The potential contractor should have some knowledge of the relevant financing mechanisms for large scale infrastructure projects including but not limited to: the World Bank, the Export-Import Bank of the United States, the Overseas Private Investment Corporation and the regional development banks. We also seek familiarity with U.S. industry capabilities in the sector in question as the contractor will need to be able to provide analysis on the potential opportunities for U.S.-sourced goods, services, and technology in eventual project implementation. As such, the potential contractor should have a good deal of relevant contacts with U.S. companies in the relevant sector. Importantly, we are looking for contractors who can assemble a great deal of information in a concise and clear manner, bearing in mind the explicit goals of the agency. Relevant foreign language skills are helpful but most times not necessary.
A DM or DS report consists of a review of one or more project proposals in foreign countries for which USTDA may provide grants for an FS, TA or other project planning assistance.
DS reports are typically 15-25 pages long and include a brief description of the project and proposed assistance, the opinion of the consultant regarding the project’s likely viability (from at least a technical, economic, and financial perspective), an independent assessment of the U.S. export potential of the project if it were to be implemented, a review of the likelihood of negative impacts on the environment or U.S. workers, and finally an overall recommendation to USTDA regarding whether to fund the proposed assistance. DS reports include a review of the proposed TOR and budget for the FS, TA or other project planning assistance. If necessary, the DS report will include a revised TOR and budget. DS reports also include contact information for the individuals/organizations contacted during the course of the DS.
DM reports typically contain the same elements as DS reports, but for multiple projects rather than just one. Additionally, DM contractors typically must, in cooperation with the host country project sponsor, generate the required TOR and budget for the projects under review and these will be included in the report. The reports may include short descriptions of projects not recommended for funding and typically a brief overview of the industry sector in the country or countries that are the subject of the DM. Depending on the number of countries and the number of projects, DM reports can vary from 40 to in excess of 100 pages. A description of the sections of the DM reports can typically be found in the Request for Quote documents on www.fbo.gov where USTDA advertises its DM opportunities.
Because Desk Study reports typically review business confidential proposals made to USTDA, they are not publically available; however, a separate Public Market Report is provided by the DS contractor that includes only information most likely to be of use to U.S. firms considering the market. DM reports are usually publicly available and can be obtained by contacting USTDA’s library at our main number. Please note that the agency can only publicly distribute DM reports that have been confirmed not to include any business proprietary information.
- To become a Definitional Mission (DM) Contractor: Competitions for DM contracts are announced and posted online at www.fbo.gov. All potential contractors are encouraged to apply and submit a quote by following the instructions listed in the solicitation.
- To become a Desk Study (DS) Contractor: Contracting opportunities under $25,000 with USTDA are not listed on www.fbo.gov. To be considered for a DS contract, please email firstname.lastname@example.org with your contact information and your area of expertise. When DS opportunities arise, USTDA’s Office of Acquisition Management will contact you directly to submit a quote for the contract.
For both types of contracts, DM and DS, potential contractors must obtain a DUNS number and register with the System for Award Management in order to enter into a contract with USTDA. In order to do business with the government, the contractor must be registered in the System for Award Management at https://www.sam.gov/portal/public/SAM/##11. The website includes information for contractors on how to obtain a DUNS and TIN number.
Additional tips on how to pursue DM and DS work with USTDA can be found here: http://www.ustda.gov/business-opportunities/small-business-info.
- Added experience working overseas. These activities represent an opportunity to expand your project portfolio.
- Host country project sponsors with which USTDA works are typically government ministries or significant private sector entities, so you will have the opportunity to work with substantial entities.
- USTDA activities are of interest to a wide range of U.S. companies, so you will be contacting many U.S. firms who are active overseas during the contract, further expanding your network and exposing these companies to your company and your expertise.
- DM and DS work can be a stepping stone to moving on to larger projects, either as a subcontractor or as a prime contractor. Many experienced USTDA DM and DS contractors eventually take on USTDA project planning activities, such as FS and TA projects. Please note, however, that DM and DS contractors are ineligible to work on projects that they have evaluated as part of a DM or DS contract.
- Team with a USTDA Indefinite Quantity Contractor (IQC) as a technical expert for Reverse Trade Missions (RTM) or conferences. A list of USTDA IQC contractors can be obtained from USTDA’s Office of Acquisition Management. You can also review the project lists at the back of USTDA Annual Reports (available on our website), which list contractors who conducted them. Reviewing these lists will give you an idea of the IQC contractors who have pursued and won contracts to conduct RTMs and conferences in your area of expertise. You can also contact IQC contractors to let them know of your expertise and interest in teaming with them on upcoming activities.
- Team with consulting engineering firms and other companies that take on USTDA project planning activities, such as FS and TA projects. Again, reviewing USTDA Annual Reports will show you what companies have pursued activities in your area of expertise, and you may want to contact them to offer your services on future quotes. Please note that DM and DS contractors are prohibited from working on projects resulting from the DM or DS contracts on which they work, but there is no bar to pursuing any other USTDA funded project planning activities, which are posted on www.fbo.gov.
USTDA funds a total of roughly 70 DMs and DSs each year. In Fiscal Year 2013 USTDA funded a total of 58 DMs and DSs.
The time frame varies, but DMs typically take 3-5 months to complete and DSs typically take 6-10 weeks to complete.
- Solicitation (2 weeks): Solicitation is posted on USTDA’s website (www.ustda.gov) under “Opportunities with USTDA” as well as Federal Business Opportunities (www.fbo.gov) under "USTDA".
- Contractor Selection (1-3 weeks): Proposals are received and reviewed by USTDA and USTDA’s Office of Acquisition Management contacts offerors regarding the selection decision. Duration of review and award can vary depending on the number of proposals received.
- Contract Performance (2-4 months): The USTDA Regional Team and DM Contractor proceed with the activity per the contract scope of work, which typically includes a kick-off meeting, submission of pre-visit report, travel to requisite country(ies), draft final report preparation, report revisions, and final report submission to USTDA. Contract performance duration can vary depending on duration of travel, complexity of DM scope, quality of proposals being reviewed, responsiveness of stakeholders, and any other demands specific to the DM.
- Solicitation (1 week): USTDA requests quotes from qualified contractors listed in USTDA's Consultant Database. Companies may register for this database at www.ustda.gov/consultantdb. DS opportunities are intended to offer small businesses an opportunity to work with the U.S. federal government.
- Contractor Selection (2-5 days): USTDA will review and select a qualified contractor and offerors are contacted by USTDA’s Office of Acquisition Management regarding the selection decision.
- Contract Performance (3-12 weeks): The USTDA Regional Team and DS Contractor proceed with the activity per the contract scope of work, which typically includes reviewing a proposal, contacting the foreign project sponsor and U.S. sole-source contractor (if there is one), contacting other project stakeholders, drafting a final report, revising report, and submitting final report to USTDA. The conduct of this work can vary depending on the complexity of the project being reviewed and responsiveness of parties involved.
USTDA pays invoices submitted by DM and DS contractors through electronic funds transfer. DS contractors are paid 100% of the contract amount once USTDA has received and accepted the final report. DM contractors are paid 30% of the total contract amount upon submittal and acceptance by USTDA of the planned travel itinerary, purchase of airline tickets, and proof of both Defense Base Act Insurance and Medical Evaluation insurance. DM Contractors are paid the balance of 70% once USTDA has received and accepted the final report.